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DoL Fiduciary Rule
Latest news, insights, and interpretation of the conflict of interest rule (COIR)
Best Interest Contract Exemption (BICE)
Ideas and support for dealing with the intricacies of the latest exemption
Bits and Pieces
Help in avoiding the risks and traps of COIR and BICE
The implementation of the Fiduciary Rule for phone centers and Websites that eliminates the high risks, high costs and long time or limiting service that other solutions require.
Assessing Compensation Reasonableness
The 21st century ushered in a witch hunt to find and punish advisers who take unfair advantage of consumers by charging unreasonable fees. Advisers are faced with threats to retirement business from several directions. Answering these threats requires a course of action that recognizes and enhances the value that advisers do provide. Learn more about the threats and the actions that can be taken.
The Work Behind BICE Paperwork
This paper summarizes the activities necessary to support the promises and disclosures required for those who choose BICE. Access paper here.
Registered Fiduciary™ Certification
Prepares candidates to comply with the regulatory requirements of acting as a fiduciary. Learn more